The President of each constituent college of The City
University of New York, the Deputy Chancellor at the Central
Office, and the Dean of the Law School (hereinafter "Presidents"
and "colleges") are responsible for overseeing
compliance with the implementation of the Policy. Each
President shall:
a. Appoint and provide for appropriate
training to a Sexual Harassment Panel (hereinafter "Panel")
to be available to students and employees who wish to
make complaints of sexual harassment. The structure of
the Panel and respective responsibilities of the various
Panel members are set forth in paragraph 2 below.
b. Appoint and provide for appropriate
training to a Sexual Harassment Education Committee to
be responsible for educating the college community about
sexual harassment, through printed materials, workshops,
and the like.
c. Disseminate the Policy against
sexual harassment, including the names, titles, telephone
numbers, and office locations of college Panel members,
annually to all students and employees. It is recommended
that such information be included in student, faculty,
and staff handbooks and newsletters.
d. Submit annually to the Chancellor
or his/her designee, a report regarding sexual harassment,
including a summary of the educational activities undertaken
at the college during the year and a summary of the number
of complaints filed and the general outcomes thereof.
An annual summary report will also be provided to the
Board of Trustees.
STRUCTURE AND RESPONSIBILITIES OF THE SEXUAL HARASSMENT PANEL
a. The Panel shall consist of
a Coordinator. a Deputy Coordinator, and four to six additional
members, all of whom shall be appointed by and serve at
the pleasure of the President. The President must include
among that number two instructional staff members selected
by the College-wide Personnel and Budget (P & B) Committee,
or equivalent personnel committee, from among a list of
four to six instructional staff member nominees submitted
to it by the President. It is strongly recommended
that the President select one of these two Panel members
as the Deputy Coordinator. Further, it is strongly recommended
that the Panel reflect the diversity of the college, be
composed of faculty, administrators, staff, and students,
and include the college Affirmative Action Officer .
b. Panel members shall be appointed
by the President as described in paragraph 2(a) above
for two-year terms and may be reappointed for additional
two-year terms, subject to at-will removal by the President
at any time. The initial appointments shall be staggered,
as follows: half of the Panel members, including the Coordinator
, shall be appointed for three-year terms; the remaining
members of the Panel, including the Deputy Coordinator
, shall be appointed for two-year terms. Thereafter, terms
for all Panel members shall be two years. An appointment
to fill a vacancy on the Panel shall be made pursuant
to the procedures described above, and shall be for the
remainder of the unexpired term of the vacancy.
c. All members of the Panel shall
be available to receive complaints of sexual harassment
from any member of the college community, to explain the
University complaint procedures, and to refer individuals
to appropriate resources. All Panel members have an obligation
to maintain confidentiality to the fullest extent possible.
d. The Panel Coordinator is responsible
for reviewing all complaints of sexual harassment; and
for making efforts to resolve those complaints informally,
if possible. When informal resolution is not possible,
the Panel Coordinator and the Deputy Coordinator shall
fully investigate the complaint; and the Panel Coordinator
shall report to the President (and the Chief Student Affairs
Officer, if the accused is a student) the results of the
investigation. The Deputy Coordinator may also assume
responsibility for the informal resolution of complaints,
as assigned by the Panel Coordinator. Other Panel members
may assist in the informal resolution or investigation
of a complaint to the extent directed by the Panel Coordinator
or Deputy Coordinator .
e. In the event that the Panel
Coordinator is unavailable, the functions of the Panel
Coordinator shall be performed by the Deputy Coordinator.
f. In the event that the complainant,
the accused, or a third party believes that any member
of the Panel, including the Panel Coordinator or Deputy
Coordinator, has a conflict of interest or for some other
reason should not participate in the informal resolution
or investigation of a particular complaint, he or she
may ask the Panel Coordinator not to allow the Panel member
(including the Panel Coordinator him or herself) to participate.
Alternatively, the individual raising the issue may ask
the President to direct that a particular Panel member
not be involved in the informal resolution or investigation
of a particular complaint.
The privacy of individuals who bring complaints of sexual
harassment, who are accused of sexual harassment, or who
are otherwise involved in the complaint process should
be respected, and information obtained in connection with
the bringing, investigation, or resolution of complaints
should be handled as confidentially as possible. It is
not possible, however, to guarantee absolute confidentiality
and no such promises should be made by any member of the
Panel or other University employee who may be involved
in the complaint process.
Any member of the University community may report allegations
of sexual harassment to any member of the Panel. Employees
who are covered by collective bargaining agreements may
either use their contractual grievance procedures, within
the time limits provided in those agreements, to report
allegations of sexual harassment; or, they may report
such allegations directly to a member of the Panel as
provided in these Procedures. Members of the University
community who believe themselves to be aggrieved under
the Policy are strongly encouraged to report the allegations
of sexual harassment as promptly as possible. Delay in
making a complaint may make it more difficult for the
college to investigate the allegations.
a. Each dean, director, department
chairperson, executive officer, administrator, or other
person with supervisory responsibility (hereinafter "supervisor")
is responsible within his or her area of jurisdiction
for the implementation of the Policy and must report to
the Panel Coordinator any complaint of sexual harassment
made to him or her and any other incidents of sexual harassment
of which he or she becomes aware or reasonably believes
to exist. Having reported such complaint or incident to
the Panel Coordinator, the supervisor should keep it confidential
and not disclose it further, except as necessary during
the complaint process.
b. Each supervisor shall arrange
for the posting, in his or her area, of the University
policy against sexual harassment; the names, titles, telephone
numbers, and office locations of college Panel members;
and any other materials provided to him or her by the
Sexual Harassment Education Committee for posting.
Members of the University Community who become aware
of allegations of sexual harassment should encourage
the aggrieved individual to report the alleged sexual
harassment to a member of the Panel.
INFORMAL RESOLUTION OF SEXUAL HARASSMENT COMPLAINTS
a. Any member of the Panel who
receives a complaint of sexual harassment shall promptly
advise the Panel Coordinator or, in his or her absence,
the Deputy Coordinator of the complaint. Once the Panel
Coordinator becomes aware of a complaint of sexual harassment,
either through a member of the Panel or through another
source, he or she shall conduct a preliminary investigation
and make efforts, whenever possible, to resolve the complaint
informally by an arrangement that is acceptable to the
complainant, the accused, and the college. Examples of
informal resolutions include, but are not limited to:
arranging for a workshop on sexual harassment to
be conducted for the unit, division, or department
in which the sexual harassment is alleged to have
occurred;
having a supervisor or a member of the Panel speak
to the accused regarding the allegations of sexual
harassment and counsel the accused as to appropriate
behavior;
arranging for a meeting between the complainant
and the accused, with a third party present, to discuss
and resolve the allegations;
having the accused write a letter of apology. Whenever
possible, an informal resolution should be acknowledged
in writing, signed by the complainant. The accused
should also be asked to sign such an acknowledgment.
b. If no informal resolution of
a complaint is achieved following the preliminary investigation,
the Panel Coordinator and the Deputy Coordinator shall
conduct a formal investigation of the complaint. It is
recognized, however, that complaints may be resolved by
mutual agreement of the complainant, the accused, and
the college at any time in the process.
While the investigation of sexual harassment complaints
may vary depending upon the nature of each case, it is
recommended that an investigation include the following,
to the extent feasible:
a. The Panel Coordinator and the
Deputy Coordinator should interview the complainant. The
complainant may request that the Panel member to whom
he or she originally brought the complaint be present
at the interview. The complainant should be informed that
an investigation is being commenced, that interviews of
the accused and possibly other people will be conducted,
and that the President (or the Chief Student Affairs Officer,
if the accused is a student) will determine what action,
if any, to take after the investigation is completed.
A written statement, signed and dated by the complainant,
should be obtained, which sets forth the particulars of
the complaint, including dates and places, as well as
the impact of the alleged harassment. The complainant
should also be asked for the names of potential witnesses
or others who may have relevant information.
b. The Panel Coordinator and the
Deputy Coordinator should interview the accused. The accused
should be advised that a complaint of sexual harassment
has been received, that an investigation has begun, which
may include interviews with third parties, and that the
President (or the Chief Student Affairs Officer, if the
accused is a student) will determine what action, if any,
to take after the investigation is completed. The accused
should be advised of the nature of the allegations against
him or her and be given an opportunity to respond. A written
statement, signed and dated by the accused, should be
obtained, which sets forth his or her response to the
allegations. The accused should also be asked for the
names of potential witnesses or others who may have relevant
information. In addition, the accused should be advised
that any sexual harassment of or other retaliation against
the complainant or others is prohibited and, if engaged
in, will subject the accused to severe discipline, up
to and including termination of employment or, if the
accused is a student, permanent dismissal from the University.
An accused employee who is covered by a collective bargaining
agreement may, upon request, consult with a union representative
and have a union representative present during the interview.
c. In addition to interviews with
the complainant, the accused, and those persons named
by them, it should be determined whether there are others
who may have relevant information regarding the events
in question and whether there is documentary evidence
which may be relevant to the complaint. Whenever possible,
written statements signed and dated by each person interviewed
should be obtained. Persons interviewed should be advised
that information related to the complaint should be kept
confidential and not disclosed further, except as necessary
during the complaint process. Consultation with other
members of the Panel may also be sought during, or at
the completion of, the investigation, as deemed appropriate
by the Panel Coordinator.
d. In the event that a complaint
is anonymous, the complaint should be investigated as
thoroughly as possible under the circumstances.
e. While some complaints of sexual
harassment may require extensive investigation, whenever
possible, the investigation of most complaints should
be completed within 60 days of the receipt of the complaint.
ACTION FOLLOWING INVESTIGATION OF SEXUAL HARASSMENT COMPLAINTS
a. Promptly following the completion
of the investigation, the Panel Coordinator shall make
a report of the findings to the President. In the event
that the accused is a student, the Panel Coordinator shall
also submit the report to the Chief Student Affairs Officer
.
b. Following receipt of the report,
the President (or the Chief Student Affairs Officer, if
the accused is a student) shall promptly take such action
as he or she deems necessary and proper to correct the
effects of or to prevent further harm to an affected party
or others similarly situated, including commencing action
to discipline the accused under applicable University
Bylaws or collective bargaining agreements. In addition
to initiating disciplinary proceedings, corrective action
may include, but is not limited to, transferring a student
to another class section, transferring an employee, or
granting a benefit wrongfully withheld.
c. The complainant and the accused
should be apprised of action taken as a result of the
complaint.
The President
can, in extreme cases, take whatever action is appropriate
to protect the college community.
FALSE COMPLAINTS
In the event that the Panel Coordinator concludes that
a complainant made a complaint of sexual harassment with
knowledge that the allegations were false, the Panel Coordinator
shall state this conclusion in his or her report. The
failure to substantiate a sexual harassment complaint,
however, is not in and of itself sufficient to demonstrate
that a complaint was false.
a. The Panel Coordinator shall
keep the President informed regarding complaints of sexual
harassment and shall provide the information necessary
to prepare the annual report to the Chancellor referenced
above in paragraph I(d).
b. Records regarding complaints
of sexual harassment shall be maintained in a secure location.
a. These Procedures are applicable
to all of the colleges of the University. The Hunter College
Campus Schools may make modifications to these procedures,
subject to approval by the University, as appropriate
to address the special needs of their elementary and high
school students.
b. These Procedures are intended
to provide guidance to the Presidents and Panel members
for implementing the University policy against sexual
harassment; these procedures do not create any rights
or privileges on the part of any others.